CONSULTIVA WEALTH MANAGEMENT, CORP. of SAN JUAN, PR is an SEC-registered investment adviser (CRD 111846). Regulatory assets under management: $532.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| David Allan Wasitowski | MANAGING PARTNER; TRUSTEE | New York, NY |
| Luis Alfonso Marino | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER; MEMBER | — |
| Diana Torres Rivera | CHIEF COMPLIANCE OFFICER | — |
| RIVERA MYRNA MILAGROS | CEO & PRESIDENT; CHAIRMAN; CHAIRMAN, CEO (+1 more) | — |
| SERRALLES PEDRO JUAN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| GARZA EDMUNDO JAVIER | CEO & PRESIDENT; EXECUTIVE VICE PRESIDENT; PRESIDENT, CEO & DIRECTOR, FINOP, SLS MANAGER, MUNI PRINCIPAL (+5 more) | — |
| MARINO LUIS ALFONSO | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER; MEMBER | — |
| WASITOWSKI DAVID ALLAN | MANAGING PARTNER | — |
| DAVILA EVANGELINE MARIA | CHIEF RESEARCH AND INVESTMENT MANAGER; CHIEF RESEARCH AND INVESTMENT OFFICER; SENIOR INVESTMENT ANALYST (+1 more) | — |
| LATIMERJANER GERARDO JOSE | CHIEF COMPLIANCE OFFICER, AML CO | — |
| PAGAN-MATOS ALBERTO | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| LARRAGOITY AMARILIS | CHIEF COMPLIANCE OFFICER | — |
| TORRES RIVERA DIANA | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR OF ADMINISTRATION | — |
| VAZQUEZ SONIA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-03 | regulatory | ALLEGED VIOLATIONS OF CERTAIN COMPLIANCE PROGRAM AND CODE OF ETHICS PROVISIONS OF THE INVESTMENT ADVISERS ACT OF 1940, AND RULES THEREUNDER. | Final | $35K |
| City | State | Employees | Phone |
|---|---|---|---|
| MIAMI | FL | 1 | 787-763-5868 |
| SHERIDAN | WY | 0 | 307-655-1008 |