THE DELTA GROUP

THE DELTA GROUP of SONOMA, CA is an SEC-registered investment adviser (CRD 111852). Regulatory assets under management: $49.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (3)

NameRoleLocation
WILLIAMS PATRICIA JEANDIRECTOR; DIRECTOR/CCO; DIRECTOR/CHIEF COMPLIANCE OFFICER
DAHL ERIC DREWDIRECTOR
DURDEN JOHN KENNETHCHIEF COMPLIANCE OFFICER; COMPLIANCE CONSULTANT

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