LWI FINANCIAL INC. of SAN JOSE, CA is an SEC-registered investment adviser (CRD 111861). Regulatory assets under management: $17.2B.
Showing 25 of 32 people.
| Name | Role | Location |
|---|---|---|
| LAWSON KIM ANN | CORPORATE SECRETARY | — |
| HERREMA DONALD JAMES | CEO, PRESIDENT, & DIRECTOR | — |
| HERRMANN ROBERT PHILIP | CEO LWI FINANCIAL, CEO & PRESIDENT, LORING WARD INTERNATIONAL LTD.; PRESIDENT, LORING WARD ASSET MANAGEMENT AND ADVISORY SERVICES DIVISION; PRESIDENT, LORING WARD CAPITAL MANAGEMENT DIVISION | — |
| MCGINNIS STEVEN KENT | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; EXECUTIVE VICE PRESIDENT GENERAL COUNSEL CHIEF COMPLIANCE OFFICER (+1 more) | — |
| MAGNUSSON JEFFREY ROBERT | TREASURER | — |
| MELIA GERARD PATRICK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & TREASURER | — |
| POTTS ALEXANDER BENNETT | CHIEF COMPLIANCE OFFICER, EXEC. V.P., GEN. MANAGER; CHIEF EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT (+1 more) | — |
| KEATING PATRICK MICHAEL | PRESIDENT, DIRECTOR, & CEO: AAM & ACM; PRESIDENT, DIRECTOR, & CEO: AAM, DIRECTOR: ACM | — |
| PARE FRANK EDWARD | CHIEF COMPLIANCE OFFICER | — |
| WREGGIT JODY MICHELLE DAWN | CFO AND TREASURER; TREASURER | — |
| STEELE AL | PRESIDENT, LORING WARD ADVISOR SERVICES | — |
| NAIRNE MICHAEL EDWARDS | PRESIDENT, LORING WARD CAPITAL MANAGEMENT | — |
| STEELE ALBERT GERALD | PRESIDENT, LORING WARD ADVISOR SERVICES | — |
| BUBIS DANIEL AVRUM | CHIEF INVESTMENT OFFICER | — |
| REINHARD ELI | SHAREHOLDER; TRUSTEE | — |
| CLINTON MICHAEL RAY | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT (+1 more) | — |
| STANLEY CHRISTOPHER DANA | CHIEF LEGAL OFFICER; GENERAL COUNSEL; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| LOWENGRUB MICHAEL C | CFO AND TREASURER | — |
| WORTZMAN ANITA RUTH | CORPORATE SECRETARY | — |
| WEINBERG MARTIN SIDNEY | PRESIDENT, CEO, AND DIRECTOR; SHAREHOLDER | — |
| NEWLIN NICOLE P | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT | — |
| BADOLATO ROBERT | CHIEF FINANCIAL OFFICER | — |
| FROMM JENNIFER SEYMOUR | CORPORATE ECRETARY; CORPORATE SECRETARY | — |
| MARQUESS FENTRESS THOMAS ANDREW | CFO AND TREASURER | — |
| GRENIER GILBERT MICHEL JOSEPH | CFO AND TREASURER | — |