HERRMANN ROBERT PHILIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HERRMANN ROBERT PHILIP appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FREEDOM INVESTMENT MANAGEMENT, INC. | CHIEF EXECUTIVE OFFICER | SOUTH WINDSOR, CT |
| — | Form ADV | LWI FINANCIAL INC. | PRESIDENT, LORING WARD ASSET MANAGEMENT AND ADVISORY SERVICES DIVISION | SAN JOSE, CA |
| — | Form ADV | 3D/L CAPITAL MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER | HARTFORD, CT |