SOUND PLANNING AND INVESTMENTS, LLC

SOUND PLANNING AND INVESTMENTS, LLC is an SEC-registered investment adviser (CRD 111892). Regulatory assets under management: $99.0M.

Registration

• CRD: 111892
• Type: Registered investment adviser
• Phone: 860-767-0375
• Latest filing: 2026-03-25
• Regulatory AUM: $99.0M
• Non-discretionary AUM: $99.0M
• Clients: 1
• Accounts: 59

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 111892 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search