ALLIANZ INVESTMENT MANAGEMENT LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 111925). Regulatory assets under management: $19.1B.
Compensation: % of AUM.
Clients served: Investment cos.
Showing 25 of 55 people.
| Name | Role | Location |
|---|---|---|
| Brian James Muench | PRESIDENT & MANAGING DIRECTOR | — |
| Michael Davis Scriver | MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT | — |
| Christopher Edward Francis Chambs | CHIEF EXECUTIVE OFFICER, GOVERNOR | — |
| Corey Jay Walther | GOVERNOR | — |
| Jean-Roch Sibille | CHAIR, GOVERNOR | — |
| Molly Mai | CHIEF FINANCIAL OFFICER | — |
| Amanda N Farren | CHIEF LEGAL OFFICER AND SECRETARY | — |
| James Anthony Mautino | CHIEF COMPLIANCE OFFICER | — |
| SIMON SCOTT STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| WHITE WALTER REX | GOVERNOR; PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT & CHIEF EXECUTIVE OFFICER, GOVERNOR | — |
| KLETTI JEFFREY WALTER | CEO, PRESIDENT AND DIRECTOR; PRESIDENT/DIRECTOR; SENIOR VICE PRESIDENT/DIRECTOR | — |
| SIMON STEPHEN GERARD | CHIEF COMPLIANCE OFFICER | — |
| MUENCH BRIAN JAMES | DIRECTOR, CFO AND TREASURER; PRESIDENT, DIRECTOR; PRESIDENT & MANAGING DIRECTOR (+3 more) | — |
| TONNEMAKER FRANK CLAYTON | VICE PRESIDENT, DIRECTOR | — |
| VON OHLEN HENRY BERNT | CHIEF LEGAL OFFICER, SECRETARY | — |
| WILSON ANGELA MAY | VICE PRESIDENT, DIRECTOR | — |
| GAUMOND WILLIAM EDWARD | DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| MAUTINO JAMES ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| AHLES MICHAEL MEAD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DIRECTOR; CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR (+1 more) | — |
| PINKERTON CHRISTOPHER HARRY | PRESIDENT/DIRECTOR | — |
| WALTHER COREY JAY | DIRECTOR; GOVERNOR | — |
| GARDNER TRACY HOHENSEE | DIRECTOR | — |
| SHAW CAROLYN BEACH | DIRECTOR AND VICE PRESIDENT; DIRECTOR, CHIEF FINANCIAL OFFICER AND TREASURER | — |
| WALKER KEVIN EDUARD | DIRECTOR, VICE PRESIDENT AND ASSISTANT TREASURER | — |
| DIAN MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-19 | regulatory | FAILURE TO TIMELY FILE ITS LONG-TERM CARE MARKET CONDUCT ANNUAL STATEMENT (LTC MCAS). | Final | $1K |
| 2022-01-01 | regulatory | THIS DRP DOES NOT PERTAIN TO REGISTRANT BUT RELATES TO AN ORDER ISSUED BY A STATE INSURANCE DEPARTMENT TO AN INSURANCE COMPANY AFFILIATE OF REGISTRANT ("CONTROL AFFILIATE"). REGISTRANT IS PART OF A LARGE HOLDING COMPANY WITH SEVERAL AFFILIATES IN THE INSURANCE AND SECURITIES BUSINESS. THE CONTROL AF… | Final | $5K |
| 2018-07-30 | regulatory | DUTIES OF AGENTS AND BROKERS; DUTIES OF INSURERS THAT USE AGENTS AND BROKERS. | Final | $14K |
| 2016-07-08 | regulatory | AN ADMINISTRATIVE PENALTY BASED ON A MARYLAND EXAM. | Final | $10K |
| 2011-08-03 | regulatory | THIS DRP DOES NOT PERTAIN TO REGISTRANT BUT RELATES TO AN ADOPTING ORDER ISSUED BY A STATE TO AN INSURANCE COMPANY AFFILIATE OF REGISTRANT ("CONTROL AFFILIATE"). REGISTRANT IS PART OF A LARGE HOLDING COMPANY WITH SEVERAL AFFILIATES IN THE INSURANCE AND SECURITIES BUSINESS. CONTROL AFFILIATE IS NOT R… | Final | — |