MAUTINO JAMES ANTHONY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MAUTINO JAMES ANTHONY appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AEGON USA INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CEDAR RAPIDS, IA |
| — | Form ADV | AEGON USA REALTY ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CEDAR RAPIDS, IA |
| — | Form ADV | ALLIANZ INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | AEGON ASSET MANAGEMENT UK PLC | CHIEF COMPLIANCE OFFICER | EDINBURGH |
| — | Form ADV | CLEARARC CAPITAL, INC. | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |