INSTITUTIONAL SHAREHOLDER SERVICES INC.

INSTITUTIONAL SHAREHOLDER SERVICES INC. of ROCKVILLE, MD is an SEC-registered investment adviser (CRD 111940).

Registration

Business model

Compensation: Fixed, Subscription, Other.

Clients served: Pensions, Corporations, State/municipal, Other.

Officers, owners & control persons (55)

Showing 25 of 55 people.

NameRoleLocation
Gary RetelnyEXECUTIVE DIRECTOR AND PRESIDENTSCARSDALE, NY
Allen Peter HeeryEXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER
Rhea JonesCHIEF COMPLIANCE OFFICER
Terrence L ShenGENERAL COUNSEL
Steven Edward FriedmanGENERAL COUNSEL
QUTUB ROBERTCFO AND TREASURER
HARVEY WILLIAM STEPHENCHIEF OPERATING OFFICER; HEAD OF ISS
RUS THOMAS RCHIEF COMPLIANCE OFFICER
HIGGINS JOHN PEABODY MONKSMANAGER
LOWELL KAREN CONSTANCEMANAGER
MONKS ROBERT CSCHAIRMAN; CHAIRMAN, DIRECTOR
COLODNY MARKDIRECTOR
BAER ROBERT JEXECUTIVE V.P. AND TREASURER; EXECUTIVE V.P., TREASURER, CFO
ARNOLD CORINNA MDIRECTOR
CONNOLLY JOHN MDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER
FRIEDMAN STEVEN EGENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; SECRETARY, CHIEF LEGAL OFFICER (+1 more)
STRONG HAROLD FREDERICKDIRECTOR
COHEN DAVID LAWRENCEDIRECTOR
BRIGEMAN BENJAMIN LDIRECTOR
LETTIERI JERRY SALVATORECHIEF COMPLIANCE OFFICER
PINNELL MARIA CARMEN SUBRAMANIANCHIEF COMPLIANCE OFFICER
OBSTLER DAVID MICHAELTREASURER; TREASURER, DIRECTOR
BOGDAN FREDERICK WDIRECTOR; DIRECTOR AND CHAIRMAN; PRESIDENT AND DIRECTOR
GUTOWSKI ROBERT JDIRECTOR; DIRECTOR AND SECRETARY
RETELNY GARYDIRECTOR AND PRESIDENT; EXECUTIVE DIRECTOR AND PRESIDENT; PRESIDENT

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2025-11-20civilTHE COMPLAINT ALLEGES THAT ISS AND ANOTHER PROXY ADVISER/CO-DEFENDANT HAVE ENGAGED IN DECEPTIVE TRADE PRACTICES AND UNFAIR CONDUCT ARISING IN CONNECTION WITH THE PROVISION OF PROXY ADVICE TO FLORIDA RESIDENTS THAT INCLUDES ESG AND DEI-RELATED CONTENT.Pending

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