| SMITH ANDREW C | MANAGING DIRECTOR/CAPITAL MEMBER OF APPLICANT; MANAGING DIRECTOR/CAPITAL MEMBER OF APPLICANT/COMPLIANCE OFFICER | — |
| ZALLES CARLOS | SHAREHOLDER OF HAMPTON CORP.; SHAREHOLDER OF LW SECURITIES LTD. | — |
| PEDRAJO DARIO GUILLERMO | MANAGING DIRECTOR/CAPITAL MEMBER OF APPLICANT | — |
| KOFFLER ROBERT MALCOLM | CHAIRMAN/MANAGING DIRECTOR/CAPITAL MEMBER OF APPLICANT; CHAIRMAN/MANAGING DIRECTOR/CAPITAL MEMBER OF APPLICANT/CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER (+4 more) | — |
| HENRIQUEZ RAUL | CAPITAL MEMBER OF APPLICANT; SHAREHOLDER OF HENCORP INC.; SHAREHOLDER OF HENCORP, INC. | — |
| HENRIQUEZ VICTOR MANUEL | CAPITAL MEMBER OF APPLICANT; OWNER; SHAREHOLDER OF HENCORP INC. (+2 more) | — |
| GANTCHER NATHAN | PREFERRED CAPITAL MEMBER OF APPLICANT | — |
| FERNANDEZ ANTONIO SERGIO | PREFERRED CAPITAL MEMBER OF T.G. CAPITAL, LTD. | — |
| LINDER THOMAS CARL | CAPITAL MEMBER OF APPLICANT; CAPITAL MEMBER OF APPLICANT AND PREFERRED CAPITAL MEMBER OF APPLICANT | — |
| PEREZ JAIME | SHAREHOLDER OF AMANA MANAGEMENT S.A. | — |
| GONZALEZ LUIS ENRIQUE | MEMBER; OWNER | — |
| MORAN CINTHIA ALDANA | CCO | — |
| LOPEZ CARLINA | CHIEF OPERATIONS OFFICER | — |
| GOMEZ ADELIA MARIEL | CHIEF COMPLIANCE OFFICER | — |
| RAMOS SANDRO LOUIS | CHIEF COMPLIANCE OFFICER | — |
| GONZALEZ TORRES FELIX MIGUEL | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF RISK OFFICER | — |
| HOLSCHNEIDER GABRIEL | MEMBER | — |
| SCANDIZZO MARIANO F | CHIEF OPERATIONS OFFICER AND CHIEF INVESTMENT OFFICER | — |
| RODRIGUEZ OSCAR | CHIEF COMPLIANCE OFFICER | — |