THE KOCEN FINANCIAL GROUP, INC. of RANCHO MIRAGE, CA is an SEC-registered investment adviser (CRD 112129). Regulatory assets under management: $185.9M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Bryan Stuart Kocen | PRESIDENT; TRUSTEE | — |
| David Tsikman | CHIEF COMPLIANCE OFFICER | — |
| KOCEN BRYAN STUART | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| KOCEN GAIL GORDON | EXECUTIVE VP | — |
| Tsikman David | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |