DBA STEIN INVESTMENT SERVICES

DBA STEIN INVESTMENT SERVICES is an SEC-registered investment adviser (CRD 112135). Regulatory assets under management: $10.8M.

Registration

• CRD: 112135
• Type: Registered investment adviser
• Phone: 646-338-7696
• Latest filing: 2026-05-29
• Regulatory AUM: $10.8M
• Discretionary AUM: $9.6M
• Non-discretionary AUM: $1.2M
• Clients: 1
• Accounts: 21

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 112135 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search