WAVERTON INVESTMENT MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser (CRD 112200). Regulatory assets under management: $17.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Commissions, Other.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 39 people.
| Name | Role | Location |
|---|---|---|
| Allen David David | CHIEF OPERATING OFFICER | Vancouver, A1 |
| Murphy Carolan Matthew | NON-EXECUTIVE DIRECTOR | Menlo Park, CA |
| David Morgan | NON-EXECUTIVE DIRECTOR | New York, NY |
| Michael David Allen | CHIEF OPERATING OFFICER | — |
| Sebastian Simon Dovey | NON-EXECUTIVE DIRECTOR | — |
| Alexandra Winifred Louise Napier | NON-EXECUTIVE DIRECTOR | — |
| Guy Andrew Mcglashan | CHIEF EXECUTIVE OFFICER | — |
| Dominic Timothy Edward Crabb | CHIEF COMPLIANCE OFFICER | — |
| Stephen Thomas Matthew Murphy | NON-EXECUTIVE DIRECTOR | — |
| Ananth Steven Singh Chhoker | CHIEF FINANCIAL OFFICER | — |
| Frederick David Stewart Rosier | CHAIRMAN | — |
| BALNIEL LORD | CHIEF EXECUTIVE OFFICER | — |
| MARSHALL HANNAH ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| STEEL ANDREW J | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; MR | — |
| WELCH WILLIAM DAVID | CHIEF FINANCIAL OFFICER | — |
| MORGAN OWAIN DAVID | DIRECTOR; NON-EXECUTIVE DIRECTOR | — |
| GROOTENHUIS HUGH JOHN | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| FLEMING ANDREW NEIL RITHET | CHIEF EXECUTIVE OFFICER | — |
| GROOTENHUIS HUGH J | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| ANDERSON KELLY A | DIRECTOR | — |
| SHAH HARISH | CHIEF COMPLIANCE OFFICER | — |
| GEDULDT MARC LEE VALMONT | CHIEF OPERATIONS OFFICER | — |
| SAVILLE DUNCAN | OWNER | — |
| ANDERSON JOHN ALEXANDER | DIRECTOR | — |
| PERCY ALGERNON ALAN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-04-15 | regulatory | FREEZING INJUNCTION SERVED ON ONE OF OUR CLIENTS. WAVERTON INVESTMENT MANAGEMENT WAS A NAMED DEFENDANT, WHICH WAS SUBSEQUENTLY REMOVED FROM THE ORDER. | Final | — |