PRISM FINANCIAL GROUP, L.L.C.

PRISM FINANCIAL GROUP, L.L.C. of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 112315). Regulatory assets under management: $1.7B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (20)

NameRoleLocation
Timothy Brian ShmidlOWNER—
Theresa Marie ShmidlCHIEF COMPLIANCE OFFICER—
SHMIDL TIMOTHY BRIANOWNER—
GROESBECK ALAN WOWNER—
OWEN BRADLEY NOWNER—
BOND DUANE EOWNER—
OLSEN KEITH LOWNER—
EAGAN JAMESOWNER—
HEYKA GARY JOWNER—
GOODGER TIMOTHY ROWNER—
FARRELL THOMAS BOWNER—
HILBERT JAMES WOWNER—
APPELHANZ CAROL JEANOWNER—
HAUSCHILD LINDA GAYLEOWNER—
ROBINSON RICHARD EDWARDOWNER—
SHMIDL THERESA MARIECHIEF COMPLIANCE OFFICER—
KIMES TERRY JOWNER—
MEHLINGER ROBERT MONROEOWNER—
CURTIS BRET AOWNER—
CASALE CAROL JEANOWNER—

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