RAFFERTY ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 112526). Regulatory assets under management: $55.2B.
Compensation: % of AUM.
Clients served: Investment cos.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Warren Kenneth | CHIEF COMPLIANCE OFFICER | Greenwich, CT |
| Daniel Dillon O'Neill | MEMBER | — |
| Michael Lawrence Rafferty | OFFICER AND TRUSTEE | — |
| Patrick James Rudnick | CHIEF FINANCIAL OFFICER | — |
| Angela Mary Brickl | CHIEF OPERATING OFFICER, GENERAL COUNSEL | — |
| Kathleen Rafferty Hay | OFFICER AND TRUSTEE | — |
| Joseph Paul Cipolla | OFFICER | — |
| Steven Gregory Stelmachowski | CHIEF COMPLIANCE OFFICER | — |
| Douglas Michael Yones | CHIEF EXECUTIVE OFFICER | — |
| HAGAN TIMOTHY PETER | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| SPRAGUE STEPHEN PACKARD | VICE PRESIDENT | — |
| O'NEILL DANIEL DILLON | MANAGING DIRECTOR; MEMBER | — |
| HIGGINS JAY FRANCIS | MEMBER | — |
| RAFFERTY MICHAEL LAWRENCE | MEMBER; OFFICER AND TRUSTEE | — |
| RAFFERTY LAWRENCE COLIN | CEO, CHAIRMAN; CHAIRMAN; MEMBER (+1 more) | — |
| JACOBS GREGORY BRIAN | PRESIDENT | — |
| LOUIE KARIN | ASS. CHIEF COMPLIANCE OFF. | — |
| HARDING PHILIP ARTHUR | MANAGING DIRECTOR | — |
| FRIZE BERNARD | CHIEF COMPLIANCE OFFICER | — |
| HEATH ANDREW MCCLARY | ASSISTANT CCO | — |
| EDWARDS MARK DANIEL | VICE PRESIDENT | — |
| RUDNICK PATRICK JAMES | CHIEF FINANCIAL OFFICER | — |
| BRICKL ANGELA MARY | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL; CHIEF OPERATING OFFICER, GENERAL COUNSEL (+2 more) | — |
| HAY KATHLEEN RAFFERTY | MEMBER; OFFICER AND TRUSTEE | — |
| FALKEIS ERIC WALTER | CHIEF OPERATING OFFICER | — |