LOUIE KARIN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LOUIE KARIN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RAFFERTY ASSET MANAGEMENT, LLC | ASS. CHIEF COMPLIANCE OFF. | NEW YORK, NY |
| — | Form ADV | GRUNTAL & CO., L.L.C. | SROP, CROP, ASSISTANT VICE PRESIDENT | NEW YORK, NY |