TRIBUTARY CAPITAL MANAGEMENT, LLC of OMAHA, NE is an SEC-registered investment adviser (CRD 112528). Regulatory assets under management: $1.9B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Rita Elizabeth Tholt | CHIEF COMPLIANCE OFFICER | — |
| Mark Alan Wynegar | PRESIDENT | — |
| GREER RANDALL DEWEY | MANAGING DIRECTOR | — |
| WOLFE JACK BALDWIN | SOLE MANAGER | — |
| SPIELER KURTIS DEENE | MANAGING DIRECTOR | — |
| REINKE MELISSA JEAN | ANALYST; ANALYST, CHIEF COMPLIANCE OFFICER | — |
| LANGLEY BEVERLY JEAN | CCO; CHIEF COMPLIANCE OFFICER | — |
| FRANTZ STEPHEN RICHARD | MANAGING PARTNER; MANAGING PARTNER, CCO; PRESIDENT (+1 more) | — |
| WYNEGER MARK | MANAGING DIRECTOR; PARTNER | — |
| HORNER RONALD J | MANAGING DIRECTOR | — |
| HOFFMAN DOUGLAS EDWARD | CHIEF COMPLIANCE OFFICER | — |
| JORDAN DAVID CHARLES | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR, CIO (+1 more) | — |
| BOSKOVICH TIFFANI DENISE | PORTFOLIO MANAGER, CCO; PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | — |
| LOSSON MARK DOUGLAS | PORTFOLIO MANAGER | — |
| ANDERSON LEE RICHARDS | PORTFOLIO MANAGER | — |
| BLACKBURN CELESTE MARIE | CHIEF COMPLIANCE OFFICER, ANALYST | — |
| THOLT RITA ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| WYNEGER MARK ALAN | MANAGING DIRECTOR; PARTNER | — |
| WYNEGAR MARK ALAN | MANAGING DIRECTOR; PRESIDENT | — |
| Elizabeth G Nelson | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-08-16 | regulatory | THE OCC ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING PRACTICES WITH REGARD TO IDENTITY PROTECTION PRODUCTS OFFERED IN THE CREDIT CARD DIVISION THAT RESULTED IN VIOLATIONS OF SECTION 5 OF THE FEDERAL TRADE COMMISSION ACT. | Final | $3.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| KANSAS CITY | MO | 2 | 877-458-0021 |
| FORT COLLINS | CO | 2 | 877-458-0021 |