STEPHEN CRAIG SCHULMERICH of PORTLAND, OR is an SEC-registered investment adviser (CRD 112547). Regulatory assets under management: $128.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Stephen Craig Schulmerich | OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | — |
| SCHULMERICH CCO STEPHEN CRAIG | OWNER; OWNER/CCO; OWNER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-08-19 | regulatory | THE STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION HAS REACHED A STIPULATION CONSENT AGREEMENT WITH SCHULMERICH, WHO VIOLATED SECTION 517.124 FLORIDA STATUTES BY PROVIDING UNREGISTERED INVESTMENT ADVICE SINCE NOVEMBER 2020. SCHULMERICH AGREES TO PAY AN ADMINISTRATIVE FINE OF $22,000 AND CEASE VIOLA… | Final | $22K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONGBOAT KEY | FL | 2 | 503-672-7750 |
| LONGBOAT KEY | FL | 2 | 503-672-7750 |
| — | — | 1 | 5036727750 |
| — | — | 1 | 5036727750 |