RILEY INVESTMENT MANAGEMENT LLC

RILEY INVESTMENT MANAGEMENT LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 112708). Regulatory assets under management: $45.4M.

Registration

Officers, owners & control persons (8)

NameRoleLocation
RILEY BRYANT RICHARDCEO; MANAGING MEMBER—
MCCOY MICHAEL RICHARDCHIEF FINANCIAL OFFICER—
TEJEDA SHERRY LEECHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER, COMPLIANCE OFFICER—
LIU JANICE ANNEGENERAL COUNSEL—
AHN JOHN JONGDOOCHIEF OPERATING OFFICER—
BROGAN ALLISON VIRGINIACHIEF COMPLIANCE OFFICER—
PETCHENICK ALLISON VIRGINIACHIEF COMPLIANCE OFFICER—
SUZUKI GARY LANCECHIEF COMPLIANCE OFFICER—

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