NORTHWATER CAPITAL MANAGEMENT INC.

NORTHWATER CAPITAL MANAGEMENT INC. of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 112747). Regulatory assets under management: $5.4M.

Registration

Officers, owners & control persons (14)

NameRoleLocation
PATTERSON DAVID GEORGE91% OWNER OF PATTERSON EQUITIES INC.; CHAIR, CHIEF EXECUTIVE OFFICER AND DIRECTOR OF APPLICANT; CHAIR, CHIEF EXECUTIVE OFFICER AND DIRECTOR OF APPLICANT AND 100% OWNER OF PATTERSON EQUITIES INC. (+1 more)
WARMBOLD BENITA MARIEMANAGING DIRECTOR AND DIRECTOR OF APPLICANT
SINCLAIR JAMES DONALDVICE PRESIDENT (CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER) OF APPLICANT; VICE PRESIDENT (CHIEF LEGAL OFFICER) OF APPLICANT
ROBSON PAUL WALLACEMANAGING DIRECTOR AND DIRECTOR OF APPLICANT; PRESIDENT AND DIRECTOR OF APPLICANT; PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR OF APPLICANT
PATTERSON BERNIECE ANNEEXECUTIVE VICE PRESIDENT AND DIRECTOR OF APPLICANT
MILLS DANIEL CHARLESMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER OF APPLICANT; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER AND DIRECTOR OF APPLICANT; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND DIRECTOR OF APPLICANT (+3 more)
FINCH DAVID STEWARTMANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND DIRECTOR OF APPLICANT; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND DIRECTOR OF APPLICANT
MAIN GEORGE IAIN PRENTICEMANAGING DIRECTOR AND DIRECTOR OF APPLICANT
PIURKO JONATHAN PAULMANAGING DIRECTOR AND CHIEF LEGAL OFFICER; VICE PRESIDENT AND CHIEF LEGAL OFFICER
RAFOS ROBERT ROLANDMANAGING DIRECTOR AND DIRECTOR OF APPLICANT
JEDRZEJEWSKA EVA NATALIEVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
SHARIFF SALIM ABDULMANAGING DIRECTOR AND DIRECTOR OF APPLICANT
Cassidy Shauna LynnVICE-PRESIDENT AND CHIEF COMPLIANCE OFFICER
KOTHARI NILESHCHIEF LEGAL OFFICER

Private funds (2)

FundTypeFormedOwnersGross asset valueMin investment
NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 1Venture Capital Fund8$4.2M$5.0M
NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 2Venture Capital Fund5$1.3M$5.0M

Fund service providers (1)

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