SAWYER & CO INC of BOSTON, MA is an SEC-registered investment adviser (CRD 112849). Regulatory assets under management: $320.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| William Cotter Sawyer | PRESIDENT | — |
| Benjamin Price Webber | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| SAWYER WILLIAM COTTER | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| FOLEY NICHOLAS ANDREW | CHIEF COMPLIANCE OFFICER | — |
| FOLEY MICHAEL A | CHIEF COMPLIANCE OFFICER | — |
| WEBBER BENJAMIN P | VICE PRESIDENT | — |
| WEBBER BENJAMIN PRICE | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-15 | regulatory | DUE TO AN ADMINISTRATIVE OVERSIGHT, SAWYER & CO., INC. CEASED THE REGISTRATIONS OF ITS INVESTMENT ADVISER REPRESENTATIVES WITH THE MASSACHUSETTS SECURITIES DIVISION BETWEEN 2005 AND 2017. | Final | $27K |