SECURITIES MONITORING GROUP, LLC of BUFFALO, MN is an SEC-registered investment adviser (CRD 113242). Regulatory assets under management: $76.6M.
| Name | Role | Location |
|---|---|---|
| DOUGHERTY MICHAEL JOHN | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PARTNER; PARTNER/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| THEIS DAVID ALAN | MANAGING MEMBER; PARTNER | — |
| DANIELS DIANA LYNN | DIRECTOR OF COMPLIANCE | — |