DOUGHERTY MICHAEL JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DOUGHERTY MICHAEL JOHN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BRIGHTON JONES LLC | CHIEF MARKETING OFFICER | SEATTLE, WA |
| — | Form ADV | DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. | PRESIDENT/ CHIEF COMPLIANCE OFFICER | BUFFALO, MN |
| — | Form ADV | BUCHANAN STREET PARTNERS, L.P. | TRUSTEE [THROUGH DOUGHERTY 2995 FAMILY TRUST 319 DATED FEBRUARY 12, 2005] | NEWPORT BEACH, CA |
| — | Form ADV | SECURITIES MONITORING GROUP, LLC | PRESIDENT/CHIEF MANAGER/CHIEF COMPLIANCE OFFICER | BUFFALO, MN |