INNOVATIVE INVESTMENT ADVISORY, INC.
INNOVATIVE INVESTMENT ADVISORY, INC. of BROOKFIELD, WI is an SEC-registered investment adviser (CRD 113373). Regulatory assets under management: $138.0M.
Registration
- CRD: 113373
- SEC file number: 801-61953
- Type: Registered investment adviser
- Location: 13555 BISHOP'S COURT, SUITE 120, BROOKFIELD, WI, 53005
- Phone: 262-641-0800
- Latest filing: 2005-03-29
- Regulatory AUM: $138.0M
- Discretionary AUM: $56.3M
- Non-discretionary AUM: $81.6M
- Clients: 1
- Accounts: 162
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| HAUSWIRTH ROY LARUE | CHIEF EXECUTIVE OFFICER | — |
| CLEVELAND NANCY DUNHAM | CHIEF OPERATING OFFICER; PRESIDENT | — |
| SWENSON ERIK ALAN | PRESIDENT | — |
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