SHAFFER ASSET MANAGEMENT, INC.

SHAFFER ASSET MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 113383). Regulatory assets under management: $3.1M.

Registration

• CRD: 113383
• Type: Registered investment adviser
• Phone: (914) 263-6885
• Latest filing: 2026-03-31
• Regulatory AUM: $3.1M
• Discretionary AUM: $3.1M
• Clients: 1
• Accounts: 14

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 113383 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search