III ASSOCIATES

III ASSOCIATES of BOCA RATON, FL is an SEC-registered investment adviser (CRD 113537). Regulatory assets under management: $3.3B.

Registration

Officers, owners & control persons (18)

NameRoleLocation
Sharma P SanjivSHAREHOLDER/OWNERBoca Raton, FL
Sharma SanjivSHAREHOLDER/OWNERBoca Raton, FL
KOSINSKI JGARYSHAREHOLDER/OWNER—
WYLER SCOTT LAWRENCECHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES; SHAREHOLDER/OWNER—
MAURONER DAVID STANTONCHIEF FINANCIAL OFFICER—
MCCAULEY WILLIAM PATRICKCHIEF EXECUTIVE OFFICER; SHAREHOLDER/OWNER—
VINER CLIFFORD GEORGESHAREHOLDER/OWNER—
MOSLER WARREN BRUCESHAREHOLDER/OWNER—
REGER MICHAEL LLOYDSHAREHOLDER/OWNER—
FRIESEN GARTHSHAREHOLDER/OWNER—
PRINTZ ROBERT ANDREWSHAREHOLDER/OWNER—
CARTY LARRY JOSEPHPRESIDENT OF GENERAL PARTNER ENTITIES—
FEENEY FRANCIS DOMINICSHAREHOLDER/OWNER—
COYLE LESTER NOELSHAREHOLDER/OWNER—
CIESLOWSKI JOHN SMITHGENERAL PARTNER; MANAGER—
KUMAR DEEPSHAREHOLDER/OWNER—
OLOFSSON THOMAS ROLFSHAREHOLDER/OWNER—
ANUAR YELENACHIEF FINANCIAL OFFICER—

Private funds (5)

FundTypeFormedOwnersGross asset valueMin investment
III FUND L.P.Hedge Fund—28$125.3M$1.0M
THE PRINCIPALS FUND LIMITED PARTNERSHIPHedge Fund—9$72.6M$1.0M
III SELECT CREDIT FUND L.P.Hedge Fund—24$50.3M$1.0M
III RELATIVE VALUE CREDIT STRATEGIES FUND L.P.Hedge Fund—21$49.8M$1.0M
III CREDIT OPPORTUNITIES FUND L.P.Hedge Fund—26$24.5M$1.0M

Fund service providers (2)

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