| TAYLOR DONALD JOHN | CHAIRMAN AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | — |
| TILNEY HUGH J | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & BOARD OF DIRECTORS; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER & BOARD OF DIRECTORS (+1 more) | — |
| CLARK JONATHAN HUNTINGTON | VICE CHAIRMAN | — |
| SIMOTAS PHILIP E | PRESIDENT; SENIOR VICE PRESIDENT | — |
| SACCO ANTHONY | CHIEF FINANCIAL OFFICER | — |
| SAVAGE ROBERT WILLIS | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| NELSON ERIC RISDAHL | SENIOR VICE PRESIDENT | — |
| DIRUSSO RENATO | DIRECTOR OF INVESTMENT RESEARCH | — |