MANDALAY FINANCIAL, L.L.C.

MANDALAY FINANCIAL, L.L.C. of BELLAIRE, TX is an SEC-registered investment adviser (CRD 113848). Regulatory assets under management: $171.5M.

Registration

• CRD: 113848
• SEC file number: 801-79515
• Type: Registered investment adviser
• Location: 6750 WEST LOOP SOUTH, SUITE 1080, BELLAIRE, TX, 77401
• Phone: 713-667-4026
• Latest filing: 2026-03-30
• Regulatory AUM: $171.5M
• Non-discretionary AUM: $171.5M
• Clients: 3
• Accounts: 114

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 113848 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search