| TREICHEL EDWARD ALLEN | MEMBER; PRESIDENT, CEO & CLASS A MEMBER | — |
| MCDONNELL DENNIS JOHN | CHAIRMAN & CLASS A MEMBER; CHAIRMAN, MGR & CLASS A MEMBER | — |
| MCCAREINS JOHN MARTIN | CHIEF MKTG OFFCR & CLASS A MEMBER; CHIEF SALES & MKTG OFFCR & CLASS A MEMBER | — |
| KAMRADT MICHAEL PAUL | CHIEF INVESTMENT OFFCR & CLASS A MEMBER | — |
| BOYNE JAMES JOSEPH | CHIEF LEGAL & COMPL OFFCR & CLASS A MEMBER; CHIEF OPERATING OFFCR, GENL COUNSEL & CLASS A MEMBER | — |
| CARTER PAUL JEROME | CHIEF COMPLIANCE OFFICER & CLASS B MEMBER; VP, CHIEF COMPLIANCE OFFICER & CLASS B MEMBER | — |
| WOOD EDWARD CHARLES | CHIEF OPERATING OFFCR & CLASS A MEMBER | — |
| CLERKIN PETER LYDON | MANAGING DIRECTOR & CLASS A MEMBER | — |
| PITTINGER JAMES WALTER | MANAGING DIRECTOR & CLASS A MEMBER | — |
| CECIL PHILIP WAYNE | GENERAL COUNSEL & CLASS B MEMBER | — |
| GIURA MARK JOSEPH | MANAGING DIRECTOR & CLASS A MEMBER | — |
| OSWALD CHRISTOPHER LEE | TREASURER & CLASS B MEMBER | — |