NORTON-BARKLEY ASSET MANAGEMENT

NORTON-BARKLEY ASSET MANAGEMENT is an SEC-registered investment adviser (CRD 113977). Regulatory assets under management: $14.3M.

Registration

• CRD: 113977
• Type: Registered investment adviser
• Phone: 303-564-4111
• Latest filing: 2026-03-24
• Regulatory AUM: $14.3M
• Discretionary AUM: $14.3M
• Clients: 1
• Accounts: 24

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 113977 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search