DICK RIVERA & ASSOCIATES, LLC of PENSACOLA BEACH, FL is an SEC-registered investment adviser (CRD 114409). This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Richard Thomas Rivera | MEMBER AND CCO | — |
| RIVERA RICHARD THOMAS | MEMBER AND CCO; SOLE PROPRIETOR AND CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | 972-380-9550 |
| — | — | 1 | 972-380-9550 |