SOUNDVIEW ADVISORS, INC.

SOUNDVIEW ADVISORS, INC. of OLYMPIA, WA is an SEC-registered investment adviser (CRD 114437). Regulatory assets under management: $387.2M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (9)

NameRoleLocation
Kevin Lee SlaterPRESIDENT
Kevin M RiggTREASURER & CHIEF TECHNOLOGY OFFICER
Nathan Walter PorterCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND SECRETARY
STOLTENBERG BRUCE CARLCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & VICE PRESIDENT; CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT (+1 more)
SLATER KEVIN LEECHIEF COMPLIANCE OFFICER; PRESIDENT; VICE PRESIDENT (+1 more)
RIGG KEVIN MSECRETARY, TREASURER & CHIEF TECHNOLOGY OFFICER; TREASURER; TREASURER & CHIEF TECHNOLOGY OFFICER
CREEL ANGELLA RAECHIEF OPERATING OFFICER/SECRETARY
Porter NateCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND SECRETARY
PORTER NATHAN WALTERCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND SECRETARY

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