THREE MAGNOLIAS FINANCIAL ADVISORS, LLC of WINSTON SALEM, NC is an SEC-registered investment adviser (CRD 114471). Regulatory assets under management: $487.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Jennifer Wingler Johnson | MEMBER | — |
| Wesley Robert Reed | CHIEF COMPLIANCE OFFICER | — |
| HUNT JOHN KENNETH | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| COLLINS JAMES ALBERT | VICE PRESIDENT | — |
| JOHNSON JENNIFER WINGLER | MEMBER; MEMBER\CHIEF COMPLIANCE OFFICER | — |
| BURNS JEFFREY MICHAEL | MEMBER | — |
| REED ROBERT | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-12-01 | regulatory | MR. HOLMES SIGNED AN ACCEPTANCE, WAIVER, AND CONSENT (AWC) ON NOVEMBER 25, 2025. THE AWC NOTED HE RECOMMENDED OPTIONS TRANSACTIONS TO A CUSTOMER WITHOUT HAVING A REASONABLE BASIS TO CONCLUDE THAT THE TRANSACTIONS WOULD BE IN THE CUSTOMER'S BEST INTEREST OR SUITABLE. ALSO, IN THE AWC WERE STATEMENTS… | Final | — |