PALL MALL INVESTMENT MANAGEMENT LIMITED

PALL MALL INVESTMENT MANAGEMENT LIMITED of LONDON, ENGLAND is an SEC-registered investment adviser (CRD 114567). Regulatory assets under management: $1.1B.

Registration

Officers, owners & control persons (22)

NameRoleLocation
BAUER CHRIS MICHAELCHIEF EXECUTIVE
BOOKER CLAIBORNE BROGDENDIRECTOR - US OPERATIONS
PASTEL HOLGERCHIEF EXECUTIVE OFFICER; DIRECTOR; DIRECTOR - MARKETING
GOBLE JONATHANCHIEF FINANCIAL OFFICER; DIRECTOR; DIRECTOR - EQUITIES (+1 more)
SCHIBLI CURT HCHIEF INVESTMENT OFFICER; DIRECTOR; DIRECTOR - FIXED INCOME
GOBLE TIMOTHY JAMESCHIEF OPERATING OFFICER; DIRECTOR
HICKMAN THERESA MARIECHIEF COMPLIANCE OFFICER
SCHMITZ RAINER GUENTERDIRECTOR
FULLALOVE MICHAEL ROBERTDIRECTOR; INDIRECT OWNER
KATAKAWA KOICHIDIRECTOR; INDIRECT OWNER
NORTHWAY MARK ADIRECTOR
WINKELMANN RALFDIRECTOR
PETERSEN SVENDIRECTOR
IHLE WOLF DIETERDIRECTOR
RAPAZZINI RICHARD ANDREACHAIRMAN & CHIEF COMPLIANCE OFFICER; CHAIRMAN & COMPLIANCE OFFICER
LEE HELENA SOFIECHIEF FINANCIAL OFFICER
HEINEN INGODIRECTOR
LEUSDER STEFANDIRECTOR
CASSIDY JOSEPH ANTHONYDIRECTOR
CHADNEY MICHAELCHIEF COMPLIANCE OFFICER
HARTIGAN JAMES ANDREWCHIEF COMPLIANCE OFFICER
ROGOWSKI DIRKDIRECTOR HAMBURG OFFICE

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