PARALLAX INVESTMENTS, LLC
PARALLAX INVESTMENTS, LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 114924). Regulatory assets under management: $75.2M.
Registration
- CRD: 114924
- SEC file number: 801-70382
- Type: Registered investment adviser
- Location: 5718 WESTHEIMER, SUITE 955, HOUSTON, TX, 77057
- Phone: 713-400-4555
- Latest filing: 2012-10-31
- Regulatory AUM: $75.2M
- Discretionary AUM: $75.2M
- Clients: 10
- Accounts: 257
Officers, owners & control persons (4)
| Name | Role | Location |
|---|
| BOTT JOHN PAUL | MANAGER | — |
| SPLETTSTOSSER MARLANA ARLINE | CHIEF COMPLIANCE OFFICER | — |
| FALKENBERG FREDERICK ROBERT | CHIEF COMPLIANCE OFFICER | — |
| TOLLETT RUBY LEE | CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| PARALLAX CAPITAL PARTNERS LP | Hedge Fund | — | 41 | $8.5M | $100K |
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