MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 115120). Regulatory assets under management: $663.2M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Bruce Mcelhenny Fraser | MANAGING PARTNER, MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER | — |
| Christine Michelle Fraser | MEMBER | — |
| Carl Gerard Dorvil | MEMBER | — |
| Grant Layton Morris | PORTFOLIO MANAGER AND DIRECTOR OF OPERATIONS | — |
| FRASER BRUCE M | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| FRASER CHRISTINE | MEMBER | — |
| YEAMAN MARK | MEMBER | — |
| DORVIL CARL G | MEMBER | — |
| FRASER BRUCE MCELHENNY | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER, MANAGING MEMBER, AND CHIEF COMPLIANCE OFFICER | — |
| MORRIS GRANT LAYTON | PORTFOLIO MANAGER AND DIRECTOR OF OPERATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-11 | regulatory | THIS MATTER INVOLVES ALLEGED FAILURES TO COMPLY WITH AMENDMENTS TO ADVISERS ACT RULE 206(4)-1, WHICH BECAME EFFECTIVE ON MAY 4, 2021. AFTER NOVEMBER 4, 2022, THE COMPLIANCE DEADLINE FOR THE AMENDED MARKETING RULE, MSCM ADVERTISED HYPOTHETICAL PERFORMANCE ON ITS PUBLIC WEBSITE WITHOUT ADOPTING AND IM… | Final | $60K |