CONTEXT CAPITAL MANAGEMENT LLC

CONTEXT CAPITAL MANAGEMENT LLC of GREENWICH, CT is an SEC-registered investment adviser (CRD 115167). Regulatory assets under management: $8.0B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (24)

NameRoleLocation
Grace Mary BresciaCHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCERancho Santa Fe, CA
Michael Stuart RosenMANAGING MEMBER AND CHIEF EXECUTIVE OFFICER; TRUSTEE
William David FertigMANAGING MEMBER; TRUSTEE
Charles Edward CarnegieMANAGING MEMBER AND CHIEF INVESTMENT OFFICER
Allison J CarnegieTRUSTEE
Marilyn Shelia RosenTRUSTEE
Teagan Grace SemanCHIEF FINANCIAL OFFICER
Chesley David BerlinghofMANAGING DIRECTOR, CONVERTIBLE TRADING
Luke William TraftonVICE PRESIDENT, RESEARCH AND TRADING
David Max FertigMANAGING DIRECTOR RESEARCH
Lindsey Ann CooperCHIEF COMPLIANCE OFFICER
BUTMAN ROBERT ELLSWORTHPRESIDENT
ROSEN MICHAEL STUARTCHIEF COMPLIANCE OFFICER, MANAGING MEMBER, CEO; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER (+5 more)
FERTIG WILLIAM DAVIDCHIEF INVESTMENT OFFICER, MANAGING MEMBER; MANAGING MEMBER; MANAGING MEMBER AND CHIEF RISK OFFICER (+1 more)
SANDERSON KELLY ANNCHIEF COMPLIANCE OFFICER
BRESCIA GRACE MARYCHIEF COMPLIANCE OFFICER
SILVER CHARLES HARRISCHIEF OPERATING OFFICER, MANAGER
CARNEGIE CHARLES EDWARDMANAGING MEMBER AND CHIEF INVESTMENT OFFICER; MANAGING MEMBER AND PORTFOLIO MANAGER; MANAGING PARTNER AND PORTFOLIO MANAGER
CARNEGIE ALLISON JTRUSTEE
Rosen Marilyn SheliaTRUSTEE
Seman Teagan GraceCHIEF FINANCIAL OFFICER
Berlinghof Chesley DavidMANAGING DIRECTOR, CONVERTIBLE TRADING
Trafton Luke WILLIAMVICE PRESIDENT, RESEARCH AND TRADING
Fertig David MaxMANAGING DIRECTOR RESEARCH

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