ASL FINANCIAL, LLC

ASL FINANCIAL, LLC of LOS GATOS, CA is an SEC-registered investment adviser (CRD 115479). Regulatory assets under management: $186.7M.

Registration

• CRD: 115479
• SEC file number: 801-121203
• Type: Registered investment adviser
• Location: 987 UNIVERSITY AVENUE, SUITE 8, LOS GATOS, CA, 95032
• Phone: 408.283.7256
• Latest filing: 2026-01-05
• Regulatory AUM: $186.7M
• Discretionary AUM: $178.9M
• Non-discretionary AUM: $7.8M
• Clients: 1
• Accounts: 190

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Other.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 115479 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search