FINANCIAL STRATEGIES, INC

FINANCIAL STRATEGIES, INC is an SEC-registered investment adviser (CRD 115828). Regulatory assets under management: $19.4M.

Registration

• CRD: 115828
• Type: Registered investment adviser
• Phone: 301-984-7750
• Latest filing: 2026-01-16
• Regulatory AUM: $19.4M
• Non-discretionary AUM: $19.4M
• Clients: 1
• Accounts: 28

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 115828 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search