LEGACY FINANCIAL GROUP

LEGACY FINANCIAL GROUP of TORRANCE, CA is an SEC-registered investment adviser (CRD 115901). Regulatory assets under management: $20.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (3)

NameRoleLocation
DAY RAYMANAGING DIRECTOR; MANAGING MEMBER; MANAGING MEMBER/CCO
TANAKA DONALD ETSUOMEMBER/CHIEF COMPLIANCE OFFICER
TANAKA MELANIE CAROLMANAGING MEMBER

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