FIRST NATIONAL CAPITAL MARKETS, INC.

FIRST NATIONAL CAPITAL MARKETS, INC. of OMAHA, NE is an SEC-registered investment adviser (CRD 115920). Regulatory assets under management: $139.0M.

Registration

Officers, owners & control persons (15)

NameRoleLocation
Wade E CurtisDIRECTORIrvine, CA
WOLFE JACK BALDWINDIRECTOR—
SCHILLING JEFFREY ALANDIRECTOR—
COLLINS CRISPIAN HILARY VINCENTCHIEF COMPLIANCE OFFICER—
O'CONNOR MAUREEN MURRAYSECRETARY—
COTA DAVID EARL JRPRESIDENT AND DIRECTOR—
LAURITZEN CLARKSON DAVISDIRECTOR—
BRINKMAN TIFFANY DAWNFINANCIAL PRINCIPAL/TREASURER—
CAVANAUGH JOHN STEPHEN IIICHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE—
MCLEESE DAVID FRANKDIRECTOR—
HENN TIFFANY DAWNFINANCIAL PRINCIPAL/TREASURER—
HAMPTON DANIELLE DEECHIEF COMPLIANCE OFFICER—
MUSSER ELIZABETH AFINANCIAL PRINCIPAL/TREASURER—
OCONNOR MAUREENASSISTANT SECRETARY—
BAXTER NICHOLAS WALKERSECRETARY—

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