CRESCENT ADVISOR GROUP, INC. of PLANO, TX is an SEC-registered investment adviser (CRD 115974). Regulatory assets under management: $344.4M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Travis Warren | SENIOR VICE PRESIDENT | SAN FRANCISCO, CA |
| Travis Nick Duren | PRESIDENT/CCO | — |
| Russell Warren Travis | SENIOR VICE PRESIDENT | — |
| DUREN TRAVIS NICK | PRESIDENT/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2007-03-13 | regulatory | CRESCENT ADVISER GROUP RENDERED SERVICES BY ROBERT WAGGONER AT TIMES, WHEN ROBERTWAGGONER WAS AN UNREGISTERED REPRESENTATIVE | Final | — |