HARMONY ASSET MANAGEMENT LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 116069). Regulatory assets under management: $462.5M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Alan Edward Rosenfield | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| ROSENFIELD ALAN EDWARD | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| TAMPA | FL | 3 | 813-690-1800 |
| TAMPA | FL | 3 | 813-690-1800 |
| — | — | 1 | (305) 338-733 |
| — | — | 1 | (813) 205-7471 |
| MCKINNEY | TX | 1 | 610-209-1425 |
| — | — | 1 | (813) 205-7471 |
| — | — | 1 | (305) 338-733 |
| MCKINNEY | TX | 1 | 610-209-1425 |