UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC.
UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC. of ST. LOUIS, MO is an SEC-registered investment adviser (CRD 116386). Regulatory assets under management: $196.3M.
Registration
- CRD: 116386
- SEC file number: 801-68480
- Type: Registered investment adviser
- Location: 7751 CARONDELET AVE., SUITE 708, ST. LOUIS, MO, 63105
- Phone: 314-721-5522
- Latest filing: 2015-03-27
- Regulatory AUM: $196.3M
- Discretionary AUM: $185.5M
- Non-discretionary AUM: $10.9M
- Clients: 10
- Accounts: 543
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| LOCK ALBERT LAWRENCE | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| LOCK ALBERT LARRY | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
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