BATES FINANCIAL ADVISORS, INC. of ROCKFORD, IL is an SEC-registered investment adviser (CRD 116515). Regulatory assets under management: $439.2M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| George Ernest Bates | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Carol Eveline Bates | SECRETARY | — |
| George Douglas Bates | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| CARLSON JULIANE MARIE | EXECUTIVE VICE PRESIDENT | — |
| BATES GEORGE ERNEST | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BATES CAROL EVELINE | SECRETARY | — |
| Gipple Todd Alan | VICE PRESIDENT | — |
| Budd Thomas David | VICE PRESIDENT | — |
| HANSBERRY JAMES MICHAEL | VICE PRESIDENT | — |
| Helling Larry Joseph | SECRETARY | — |
| SANDERS AMBER MEGAN | TREASURER | — |
| Carber Catherine | TREASURER | — |