ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. of ATLANTA, GA is an SEC-registered investment adviser (CRD 116719). Regulatory assets under management: $28.6B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Ray Kelly Williams | PRESIDENT & CHIEF OPERATING OFFICER | — |
| Eugene Hughes Merges | CHIEF COMPLIANCE OFFICER | — |
| RICHARDSON ROSS WILLIAM | MANAGER | — |
| FAUST JR THOMAS E | MANAGER | — |
| HAWKES JAMES BENJAMIN | MANAGER | — |
| BOONE DAN | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING PARTNER | — |
| HACKNEY WILLIAM ROYAL | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING PARTNER | — |
| REAMES WALTER FRED | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING PARTNER | — |
| WILLIAMS RAY KELLY | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; PRESIDENT-CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF OPERATING OFFICER (+2 more) | — |
| BEALE JEFFREY PAUL | MANAGER | — |
| HYLTON LAURIE GREENWALD | MANAGER | — |
| MARIUS FREDERICK STEWART | MANAGER | — |
| ENGLAND RICHARD BRADLEY | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING DIRECTOR/MANAGER | — |
| REED CHARLES BASS | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING DIRECTOR/MANAGER | — |
| WOMACK JAMES ANTHONY | MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC; MANAGING DIRECTOR; MANAGING DIRECTOR/MANAGER | — |
| WILLIAMS SCOTT K | PRESIDENT; PRESIDENT & CHIEF OPERATING OFFICER | — |
| DONOVAN LAURA TRIGGS | CHIEF COMPLIANCE OFFICER | — |
| MERGES EUGENE HUGHES | CHIEF COMPLIANCE OFFICER | — |
| Donovan Laura T | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $94K |