BROCK ASSET MANAGEMENT

BROCK ASSET MANAGEMENT is an SEC-registered investment adviser (CRD 116791). Regulatory assets under management: $60.5M.

Registration

• CRD: 116791
• Type: Registered investment adviser
• Phone: 480-820-0901
• Latest filing: 2025-05-19
• Regulatory AUM: $60.5M
• Discretionary AUM: $43.0M
• Non-discretionary AUM: $17.5M
• Clients: 2
• Accounts: 350

Business model

Compensation: % of AUM.

Clients served: High net worth, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 116791 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search