ESTATE & RETIREMENT STRATEGIES LLC

ESTATE & RETIREMENT STRATEGIES LLC of TEMPE, AZ is an SEC-registered investment adviser (CRD 117134). Regulatory assets under management: $4.3M.

Registration

• CRD: 117134
• Type: Registered investment adviser
• Location: 2233 W BASELINE RD, TEMPE, AZ, 85283
• Phone: 602-956-7171
• Latest filing: 2026-03-30
• Regulatory AUM: $4.3M
• Discretionary AUM: $4.3M
• Clients: 1
• Accounts: 17

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions, Other.

Clients served: Individuals, High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 117134 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search