HRC WEALTH MANAGEMENT, LLC of MOSCOW, ID is an SEC-registered investment adviser (CRD 117212). Regulatory assets under management: $487.4M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Jerald Bradley Lewis | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER; OWNER | — |
| Cade Leigh Konen | MANAGING MEMBER; OWNER | — |
| Eric Joseph Kiblen | MANAGING MEMBER; OWNER | — |
| Christopher Aaron Walker | MANAGING MEMBER; OWNER | — |
| LEWIS JERALD BRADLEY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER; OWNER (+2 more) | — |
| JONES DAVID EVAN | MEMBER; VICE PRESIDENT; VICE-PRESIDENT | — |
| PILCHER JAMES ROBERT | MEMBER; TREASURER | — |
| KONEN CADE LEIGH | MANAGING MEMBER; MEMBER; OWNER (+1 more) | — |
| STRONG NATHAN SCOTT | MEMBER | — |
| KIBLEN ERIC JOSEPH | MANAGING MEMBER; OWNER; PARTNER | — |
| WALKER CHRISTOPHER AARON | MANAGING MEMBER; OWNER; PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-03-01 | regulatory | ON OR AROUND AUGUST 2, 2016, HRC HIRED A NEW INVESTMENT ADVISORY REPRESENTATIVE. HRC REQUESTED ON AT LEAST TWO SEPARATE OCCASIONS THAT ITS COMPLIANCE FIRM, ADVANCED REGULATORY COMPLIANCE LLC ("ARC"), FILE THE NECESSARY FORM, CALLED FORM U4, TO REQUEST REGISTRATION FOR SAID INVESTMENT ADVISER REPRESE… | Final | $12K |