PINNACLE WEALTH ADVISORS, LLC of CLACKAMAS, OR is an SEC-registered investment adviser (CRD 117517). Regulatory assets under management: $549.7M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Carl William Marker | SHAREHOLDER, PRESIDENT | — |
| Aaron Jacob Christopherson | PRESIDENT; PRESIDENT / CCO; PRESIDENT, CEO | — |
| Randy Earl Gay | SECRETARY; VICE PRESIDENT | — |
| Brian Andrew Timm | PRINCIPAL; PRINCIPAL/CCO; TREASURER | — |
| Christopher L Magana | SHAREHOLDER, SECRETARY | — |
| Adam Gladstone | CHIEF COMPLIANCE OFFICER | Portland, OR |
| BIRCH RAYMOND ALFRED | CHIEF COMPLIANCE OFFICER; PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| JOSSI STEVEN MICHAEL | VICE PRESIDENT | — |
| CHRISTOPHERSON AARON JACOB | PRESIDENT / CCO | — |
| GAY RANDY EARL | VICE PRESIDENT | — |
| Timm Brian Andrew | PRINCIPAL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-04-23 | regulatory | WA. ENTERED A CONSENT ORDER WITH PINNACLE WEALTH ADVISORS, INC. (PWA) AND RAYMOND BIRCH ALLEGING THAT BIRCH VIOLATED WA STATE SECURITIES LAW BY OFFERING UNREGISTERED SECURITIES TO ADVISORY CLIENTS. WITHOUT ADMITTING OR DENYING THE ALLEGATION, BIRCH AND PWA AGREED TO CEASE AND DESIST FROM VIOLATING T… | Final | — |