LOCKE FINANCIAL SERVICES, INC.

LOCKE FINANCIAL SERVICES, INC. of PALATINE, IL is an SEC-registered investment adviser (CRD 117611). Regulatory assets under management: $55.0M. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

NameRoleLocation
LOCKE DENZIL ALANPRESIDENT/CHIEF COMPLIANCE OFFICER

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